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ETS Domain: Foundations

Praxis 5331 Ethics & Scope of Practice Questions

Ethics items on the Praxis 5331 rely almost entirely on the ASHA Code of Ethics (2023) and scope of practice documents. Expect 8-12 items — often the easiest points on the exam if you know the code.

Why this topic matters

High-yield concepts

Sample practice questions

Try answering before revealing the rationale — mark misses to retry later.

Q1.An SLP is offered a $500 kickback per referral by a hearing aid company. The correct action is:

  • A.Accept — it's legal in most states
  • B.Decline — violates ASHA Code of Ethics Principle IV
  • C.Accept only if disclosed to clients
  • D.Refer clients to a different audiologist and take the money
Show answer & rationale

Correct: B. Accepting compensation for referrals violates ASHA Code of Ethics Principle IV (Professional Integrity), which prohibits misrepresentation and conflicts of interest.

Q2.An SLP is asked to provide services in a treatment area (e.g., voice) where they have no training or experience. The ethical action is:

  • A.Accept and learn on the job
  • B.Decline and refer to a qualified provider
  • C.Provide services with brief self-study
  • D.Charge less because of inexperience
Show answer & rationale

Correct: B. Principle II (Professional Competence) requires that SLPs provide services only within their scope of competence. Referral to a qualified provider is required.

Q3.A school SLP wants to share a student's speech evaluation with a private outside therapist. Before doing so, the SLP must:

  • A.Obtain parent/guardian written consent
  • B.Get the principal's verbal permission
  • C.Simply email the report
  • D.Nothing — school-to-therapist sharing is exempt
Show answer & rationale

Correct: A. FERPA requires written parental consent before releasing student education records — including SLP evaluations — to outside parties.

Common wrong-answer traps

Study moves this week

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FAQ

Where do I read the ASHA Code of Ethics?

Free at asha.org — the 2023 version is the current one for Praxis testing.

Are all ethics questions black-and-white?

Most are — Praxis writes them so one answer clearly violates the Code. If two seem defensible, choose the one that maximizes client welfare (Principle I).

Do I need to memorize HIPAA?

Know the concept and its purpose (patient privacy in health settings). You will not be asked to cite specific rule numbers.

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